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Current Employers
R.M. Duncan Capital Management Corporation

10201 W Markham St Suite 219, Little Rock, AR 72205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
CA RA APPROVED 2025-01-01
  • AR RA
    APPROVED
    Since 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

10201 W. Markham St, Ste 219, Little Rock, AR 72205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.M. Duncan Securities, Inc. Little Rock AR 01/1990 Present
  • 01/1990 → Present
    R.M. Duncan Securities, Inc.
    Little Rock, AR
Other Businesses

R.M. DUNCAN CAPITAL MGMT CORP.SENIOR INVESTMENT OFFICER.INVESTMENT RELATED. 10201 W. Markham St, Suite 219, Little Rock, AR 72205. 4/27/95.16 HRS/MONTH. GENERAL PARTNER DUNCAN-LILES FARMS LLC.NON INVESTMENT RELATED.1200 PIONEER RD.SEARCY AR 72143.GROW HAY.OWNER.3/05.1HR/MONTH.NONE DURING TRADING HOURS.RANDALL M. DUNCAN PA INC.NON INVESTMENT RELATED 10201 W. Markham St, Suite 219, Little Rock, AR 72205. LAW PRACTICE.OWNER.1HR/MONTH.NONE DURING TRADING HOURS.6/01/01. EMINENCE GLOBAL HOLDINGS LTD, INVESTMENT RELATED,10201 W. Markham St, Suite 219, Little Rock, AR 72205, HOLDING CO FOR VARIOUS INVESTMENTS, CHAIRMAN AND PRESIDENT, 11/2014, 1 HR/MO 0 DURING TRADING HRS. EMINENCE ENERGY RESOURCES LLC, INVESTMENT RELATED, 10201 W. Markham St, Suite 219, Little Rock, AR 72205, OIL & GAS INVESTMENTS, PRESIDENT & MGR OF OPS, 07/21/2015, 1 HR/MO, 0HRS DURING TRADING HRS. CECJ, LLC 1200 Pioneer Rd. Searcy, AR 72143. Real estate holding company. Not investment related. Manager. 07/23/2018. 1 HR/MO. Zero hrs. during trading hrs. Stuart Street Investors I LP, Partner, 06/2014. 1 HR/MO 0 DURING TRADING HRS, 10201 W. Markham St, Suite 219, Little Rock, AR 72205; Jackson Street Investors LP, Partner, 06/2015. 1 HR/MO 0 DURING TRADING HRS 10201 W. Markham St, Suite 219, Little Rock, AR 72205;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-28
S63 Uniform Securities Agent State Law Examination 1990-03-09
  • S65 Uniform Investment Adviser Law Examination
    1995-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-03-09

View on SEC IAPD

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