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John Thomas Egan

Raymond James & Associates, Inc.

Beachwood, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
OH RA APPROVED 2026-08-19
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • OH RA
    APPROVED
    Since 2026-08-19

Branch Locations

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pepper Pike OH 03/2008 08/2026
Raymond James & Associates, Inc Beachwood OH 08/2026 Present
Previous Registrations
  • 2008-03-17 → 2026-08-27
    Ubs Financial Services Inc.
    Pepper Pike, OH
    Akron, OH
    Cleveland, OH
    Akron, OH
    Akron, OH
    Weehawken, NJ
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-22
S63 Uniform Securities Agent State Law Examination 1979-11-07
  • S65 Uniform Investment Adviser Law Examination
    2003-09-22
  • S63 Uniform Securities Agent State Law Examination
    1979-11-07

View on SEC IAPD

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PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH
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NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
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