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Ronald Craig Betten

Raymond James & Associates, Inc.

Las Vegas, NV

Beverly Hills, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-25
NV RA APPROVED 2022-06-17
CA RA APPROVED 2022-06-01
  • TX RA
    APPROVED_RES
    Since 2026-02-25
  • NV RA
    APPROVED
    Since 2022-06-17
  • CA RA
    APPROVED
    Since 2022-06-01

Branch Locations

Las Vegas, NV • United States

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Monica CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Santa Monica CA 11/2016 06/2022
Raymond James & Associates, Inc. Las Vegas NV 06/2022 Present
Previous Registrations
  • 2009-03-17 → 2022-06-06
    Wells Fargo Clearing Services, Llc
    Santa Monica, CA
    Beverly Hills, CA
    Las Vegas, NV
    Summerlin, NV
    Summerlin, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2007-04-02 → 2009-03-16
    Morgan Stanley & Co. Llc
    Los Angeles, CA
    Santa Monica, CA
    Beverly Hills, CA
  • 2004-08-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beverly Hills, CA
    Beverly Hls, CA
  • 1999-01-26 → 2004-08-20
    Ubs Financial Services Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-11-13
  • S63 Uniform Securities Agent State Law Examination
    1979-11-13
Other Names
  • Ronald Craig Block

View on SEC IAPD

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