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Peter Dwight Scholtz

Scholtz & Company, LLC

Stamford, CT

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Current Employers
Scholtz & Company, Llc

107 Elm Street Four Stamford Plaza, 5Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-07-05
CT RA APPROVED 2012-06-29
TX RA APPROVED 2009-01-22
  • LA RA
    APPROVED
    Since 2012-07-05
  • CT RA
    APPROVED
    Since 2012-06-29
  • TX RA
    APPROVED
    Since 2009-01-22

Branch Locations

107 Elm Street Four Stamford Plaza, 5Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scholtz & Company, Llc New York NY 10/1993 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-03
S63 Uniform Securities Agent State Law Examination 1980-01-30
  • S65 Uniform Investment Adviser Law Examination
    2012-07-03
  • S63 Uniform Securities Agent State Law Examination
    1980-01-30

View on SEC IAPD

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