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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2009-10-09
PA RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2009-10-09
  • PA RA
    APPROVED
    Since 2009-10-09

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Wayne, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Parsippany NJ 10/2009 Present
City National Bank Parsippany NJ 10/2016 Present
Previous Registrations
  • 2002-06-12 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
Other Businesses

(1) CAMP VERITANS; ADDRESS: 225 POMPTON ROAD HALEDON, NJ 07508; BUSINESS DESCRIPTION: NOT FOR PROFIT CAMP; NOT INVESTMENT RELATED; START DATE: 09/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISING AS TO THE RUNNING OF THE CAMP; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: SHOMREI TORAH ADDRESS: 30 HINCHMAN AVENUE WAYNE NJ 07470 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: SYNAGOGUE CAPACITY: Board of Directors * START DATE: 11/12/2021 DUTIES: TO ADVISE ON PERSONNEL ISSUES....,specifically teachers contracts, Rabbi's contract and care takers' contract HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Kashmann Realty, LLC ADDRESS: 12 verkade drive wayne nj 07470 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: real estate. CAPACITY: Owner - Passive START DATE: 09/01/2023 DUTIES: None- passive. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-07
S63 Uniform Securities Agent State Law Examination 1981-03-25
  • S65 Uniform Investment Adviser Law Examination
    2002-06-07
  • S63 Uniform Securities Agent State Law Examination
    1981-03-25

View on SEC IAPD

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