Robin Patricia Allen

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-10-22
TX	RA	APPROVED_RES	2010-03-24

CA RA
APPROVED

Since 2021-10-22
TX RA
APPROVED_RES

Since 2010-03-24

Branch Locations

8501 N Scottsdale Road Suite 100, Scottsdale, AZ 85253 • United States

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

14624 N Scottsdale Road Suite 150, Scottsdale, AZ 85254 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Scottsdale	AZ	08/1979	Present

08/1979 → Present

Ubs Financial Services Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-22
S63	Uniform Securities Agent State Law Examination	1979-10-27

S65 Uniform Investment Adviser Law Examination

1994-11-22
S63 Uniform Securities Agent State Law Examination

1979-10-27

Other Names

Robin Paula Allen
Robin Paula Allen

View on SEC IAPD