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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-10-23 |
Branch Locations
14804 Resolves Lane, Charlotte, NC 28277 • USA
Dunmore, PA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 01/2012 | 01/2017 |
| C. V . Brokerage | West Conshohocken | PA | 03/2017 | 05/2019 |
| Unemployed | Dunmore | PA | 05/2019 | 09/2019 |
| Supreme Alliance Llc | Charlotte | NC | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-29 |
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