Byron Alexander Meads

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-23
FL	RA	APPROVED	2001-12-11

TX RA
APPROVED

Since 2014-01-23
FL RA
APPROVED

Since 2001-12-11

Branch Locations

6751 Old Jacksonville Hwy, Tyler, TX 75703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tyler	TX	07/1979	Present
Bank Of America, Na	Tyler	TX	12/2009	Present

07/1979 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tyler, TX
12/2009 → Present

Bank Of America, Na

Tyler, TX

Other Businesses

I*20528 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MEADS FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: TYLER, TEXAS 75707 NATURE OF BUSINESS: SOLE PROPRIETORSHIP,SOLE PROPRIETOR POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 37257 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER I*20529 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TYLER FRIENDS OF THE POOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: TYLER, TEXAS 75713-0006 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 11/02/2009 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER FINANCIAL SUPPORT OF THE POOR, HOMELESS, HUNGRY. 3)I*74864 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POWER OF ATTORNEY ON SPOUSE ACCOUNT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TYLER, TEXAS 75707 NATURE OF BUSINESS: OTHER,WIFE POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/22/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: I WILL MANAGE THE INVESTMENTS FOR MY WIFE'S ACCOUNTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-16
S63	Uniform Securities Agent State Law Examination	1983-03-23

S65 Uniform Investment Adviser Law Examination

1994-03-16
S63 Uniform Securities Agent State Law Examination

1983-03-23

View on SEC IAPD