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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-01-05 |
Branch Locations
One World Trade Center 101 W. Main Street Suite 4000, Norfolk, VA 23510-1624 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 01/1995 | 12/2016 |
| #Ia Painewebber Incorporated | Norfolk | VA | 01/1995 | 12/2016 |
| Davenport & Company Llc | Norfolk | VA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-30 |
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