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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
FL RA APPROVED 2017-07-11
MD RA APPROVED 2015-11-25
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • FL RA
    APPROVED
    Since 2017-07-11
  • MD RA
    APPROVED
    Since 2015-11-25

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Towson MD 02/2009 Present
  • 02/2009 → Present
    Robert W. Baird & Co.
    Towson, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-20
S63 Uniform Securities Agent State Law Examination 1986-06-25
  • S65 Uniform Investment Adviser Law Examination
    2015-11-20
  • S63 Uniform Securities Agent State Law Examination
    1986-06-25
Other Names
  • Walter Noto
  • Gualtiero Noto
  • Gaultiero Noto

View on SEC IAPD

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