Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-25 |
| GA | RA | APPROVED | 2010-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cap1Tol Street Financial Services Group, Llc | Macon | GA | 10/2004 | Present |
| Royal Alliance Associates, Inc | New York | NY | 07/2010 | Present |
| Mercer University Medical School | Macon | GA | 11/2002 | Present |
1) MERCER UNIVERSITY SCHOOL OF MEDICINE POSITION: Board Member NATURE: Non-Profit - Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2003 ADDRESS: 1400 Coleman Ave., Macon GA 31207 DESCRIPTION: Vice-Chairman of the Board. No treasurer duties or investment duties. 2) POINTE OWNERS ASSOCIATION POSITION: Elected to Board of Directors 7/1/2017 NATURE: This is a homeowners association for approx 50 real estate owner on Lake Oconee, Georgia INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017; ADDRESS: P. O. Box 4505, Eatonton GA 31024, United States DESCRIPTION: Serving on the board of directors on the homeowners association, which invloved quarterly meetings with the board to discuss affairs of the community in regards to property and upkeep. No check writing ability, no investment decisions in regards to the dues accessed by the homeowners association 3) JAMES RODNEY GOFF POSITION: Financial Advisor NATURE: Sole Propietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1975 ADDRESS: 627 South Houston Lake Road, Suite 100, Warner Robins GA 31088, United States DESCRIPTION: Sale of fixed insurance products. 4) CAPITOL STREET FINANCIAL SERVICES GROUP LLC POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2004 ADDRESS: 627 S. Houston Lake Road, Suite 100, Warner Robins GA 31088, United States DESCRIPTION: Selling of life insurance for fixed porducts with Transamerica, Banner, North America, Genworth, Fidelity, Assurity, Hartford, Prudential, ING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-12 |
Reach out to this advisor