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William Russell Todd

Ubs Financial Services Inc.

Hyannis, MA

Hyannis, MA

Brewster, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-05
  • TX RA
    APPROVED_RES
    Since 2007-07-05

Branch Locations

1471 Iyannough Road, Hyannis, MA 02601 • United States

60 North Street, Hyannis, MA 02601 • United States

Brewster, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hyannis MA 02/1986 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-02-04
  • S63 Uniform Securities Agent State Law Examination
    1982-02-04

View on SEC IAPD

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