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Carol Pfeiffer Doyle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-15
NJ RA APPROVED 2018-07-13
  • TX RA
    APPROVED_RES
    Since 2018-07-15
  • NJ RA
    APPROVED
    Since 2018-07-13

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2017 04/2018
Michael Zawadiwskyi Morristown NJ 05/2017 04/2018
Unemployed Mendham NJ 08/2016 05/2017
Next Financial Group, Inc. Houston TX 04/2018 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 06/2018 Present
  • 05/2017 → 04/2018
    Axa Advisors, Llc
    New York, NY
  • 05/2017 → 04/2018
    Michael Zawadiwskyi
    Morristown, NJ
  • 08/2016 → 05/2017
    Unemployed
    Mendham, NJ
  • 04/2018 → 06/2018
    Next Financial Group, Inc.
    Houston, TX
  • 06/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-20
  • S66 Uniform Combined State Law Examination
    2014-03-20
Other Names
  • Carol Ann Pfeiffer
  • Carol Ann Pfeiffer
  • Carol Ann Doyle
  • Carol Pfeiffer Doyle
  • Carol P Doyle
  • Carol Doyle

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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