Carol Pfeiffer Doyle

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 04/2018
  Axa Advisors, Llc
  New York, NY
• 05/2017 → 04/2018
  Michael Zawadiwskyi
  Morristown, NJ
• 08/2016 → 05/2017
  Unemployed
  Mendham, NJ
• 04/2018 → 06/2018
  Next Financial Group, Inc.
  Houston, TX
• 06/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Previous Registrations

• 2018-04-27 → 2018-06-20
  Next Financial Group, Inc.
  Fairfield, NJ
• 2017-05-30 → 2018-04-27
  Equitable Advisors, Llc
  Morristown, NJ
• 2014-03-28 → 2016-08-30
  Equitable Advisors, Llc
  Morristown, NJ

Exams

• S66 Uniform Combined State Law Examination
  2014-03-20

Other Names

• Carol Ann Pfeiffer
• Carol Ann Pfeiffer
• Carol Ann Doyle
• Carol Pfeiffer Doyle
• Carol P Doyle
• Carol Doyle