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3540 Toringdon Way Suite 200, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-13 |
| SC | RA | APPROVED | 2022-09-30 |
| NC | RA | APPROVED | 2022-08-23 |
| TX | RA | APPROVED | 2022-08-16 |
Branch Locations
3540 Toringdon Way Suite 200, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade | Charlotte | NC | 05/2013 | 08/2022 |
| Moore Investment Partners Llc | Matthews | NC | 07/2022 | Present |
Owner of rental real estate; Owner; Investment related: Yes; 4346 Yoruk Forest Ln Charlotte NC 28211 USA; Description: I own a rental property which generates passive income; Duties: Reply to tenant questions or concerns during their lease.; 2015-07-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 5;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-15 |
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