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CRD 871008
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-19 |
| MN | RA | APPROVED | 2017-03-31 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
8460 Zane Ave N, Brooklyn Park, MN 55443 • United States
8041 Brooklyn Blvd, Brooklyn Park, MN 55445 • United States
5620 Brooklyn Blvd, Brooklyn Center, MN 55429 • United States
8320 42Nd Ave N, New Hope, MN 55427 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Minnetonka | MN | 11/2010 | 03/2017 |
| Wells Fargo Clearing Services, Inc | Minnetonka | MN | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-20 |
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