Timothy Joseph Haas

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-19
MN	RA	APPROVED	2017-03-31

TX RA
APPROVED_RES

Since 2024-01-19
MN RA
APPROVED

Since 2017-03-31

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

8460 Zane Ave N, Brooklyn Park, MN 55443 • United States

8041 Brooklyn Blvd, Brooklyn Park, MN 55445 • United States

5620 Brooklyn Blvd, Brooklyn Center, MN 55429 • United States

8320 42Nd Ave N, New Hope, MN 55427 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Minnetonka	MN	11/2010	03/2017
Wells Fargo Clearing Services, Inc	Minnetonka	MN	03/2017	Present

11/2010 → 03/2017

U.S. Bancorp Investments, Inc.

Minnetonka, MN
03/2017 → Present

Wells Fargo Clearing Services, Inc

Minnetonka, MN

Previous Registrations

2010-11-23 → 2017-04-05

U.S. Bancorp Investments, Inc.

Minnetonka, MN

Chanhassen, MN

Chanhassen, MN

Brooklyn Park, MN

Minneapolis, MN
2007-03-27 → 2010-11-18

Ubs Financial Services Inc.

Weehawken, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-04-20

S63 Uniform Securities Agent State Law Examination

1988-04-20

Other Names

Tim Haas

View on SEC IAPD