Brad Thomas Shaw

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-04-21
TX	RA	APPROVED_RES	2020-03-03
CA	RA	APPROVED	2009-06-01

MO RA
APPROVED

Since 2025-04-21
TX RA
APPROVED_RES

Since 2020-03-03
CA RA
APPROVED

Since 2009-06-01

Branch Locations

Lee's Summit, MO • United States

2421 Buhne Street, Eureka, CA 95501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Roseville	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Roseville, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Rocklin, CA

Carlsbad, CA

Carlsbad, CA

Other Businesses

*564205- Rental Property; Investment related -Yes; Tahoe Vista, California; Rental Property; Home Owners (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 1; Property Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-04-18
S63	Uniform Securities Agent State Law Examination	1982-10-06

S65 Uniform Investment Adviser Law Examination

2025-04-18
S63 Uniform Securities Agent State Law Examination

1982-10-06

View on SEC IAPD