Barry Falk

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-11-08
TX	RA	APPROVED_RES	2011-07-05
FL	RA	APPROVED	2010-05-26
MI	RA	APPROVED	2010-01-22

NJ RA
APPROVED

Since 2012-11-08
TX RA
APPROVED_RES

Since 2011-07-05
FL RA
APPROVED

Since 2010-05-26
MI RA
APPROVED

Since 2010-01-22

Branch Locations

3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Philadelphia	PA	12/2002	Present

12/2002 → Present

Janney Montgomery Scott Llc

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-18
S63	Uniform Securities Agent State Law Examination	1990-06-14

S65 Uniform Investment Adviser Law Examination

2009-12-18
S63 Uniform Securities Agent State Law Examination

1990-06-14

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Exams

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