Thomas John Sullivan

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1977 → Present
  Penn Mutual Life
  Needham, MA
• 08/1977 → Present
  Penn Mutual/Pmes
  Philadelphia, PA
• 09/1988 → Present
  Hornor, Townsend & Kent, Inc.
  Burlington, MA

Other Businesses

1) CORNERSTONE FINANCIAL GROUP | POSITION: Agent | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 | ADDRESS: Cornorstone Financial group, 35 Corporate Drive; Suite 210, Burlington MA 01803 | DESCRIPTION: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-06

Designations

• Certified Financial Planner