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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-11 |
| NC | RA | APPROVED | 2005-07-29 |
Branch Locations
4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 07/2005 | Present |
Village of Morrocroft Homeowners Association, 4530 Park Road, Charlotte, NC; Not investment related; Nature: Homeowners Association; Title/Position: Board Member; Duties: Board management decisions as related to the Village of Morrocroft Homeowners Association common areas and neighborhood; Devotes 1 hour/month; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-27 |
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