Herbert Lawrence Brown

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Zacks & Company
  Chicago, IL
• 01/2006 → Present
  Zacks Investment Management
  Chicago, IL

Previous Registrations

• 1999-01-01 → 2006-12-31
  Herbert Lawrence Consultants, Inc.
  Orinda, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-12-02
• S65 Uniform Investment Adviser Law Examination
  1998-10-21