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Current Employers
Mcdermott Investment Advisors, Llc

780 Fifth Avenue South Suite 200, Naples, FL 34102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-09-02
  • PA RA
    APPROVED
    Since 2021-09-02

Branch Locations

780 Fifth Avenue South Suite 200, Naples, FL 34102 • United States

Erwinna, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Four Srings Capital Avon By The Sea NJ 11/2009 12/2016
Third Seven Capital, Llc (Dba Four Springs Capital) Lake Como NJ 01/2017 03/2018
Edi Financial, Inc Lake Como NJ 06/2013 12/2016
Silber Bennett Financial, Inc. Encino CA 03/2018 12/2018
Woodbury Financial Services Inc Greenwich CT 12/2018 06/2019
Mcdermott Investment Services, Llc Erwinna PA 06/2019 Present
Mcdermott Investment Advisors, Llc Erwinna PA 01/2020 Present
  • 11/2009 → 12/2016
    Four Srings Capital
    Avon By The Sea, NJ
  • 01/2017 → 03/2018
    Third Seven Capital, Llc (Dba Four Springs Capital)
    Lake Como, NJ
  • 06/2013 → 12/2016
    Edi Financial, Inc
    Lake Como, NJ
  • 03/2018 → 12/2018
    Silber Bennett Financial, Inc.
    Encino, CA
  • 12/2018 → 06/2019
    Woodbury Financial Services Inc
    Greenwich, CT
  • 06/2019 → Present
    Mcdermott Investment Services, Llc
    Erwinna, PA
  • 01/2020 → Present
    Erwinna, PA
Previous Registrations
Other Businesses

I am a Registered Rep of McDermott Investment Services, LLC a Registered Broker Dealer. Additionally I do Business as President of NL1031 a DBA established to market my Services doing 1031 Exchanges and Opportunity Zone Funds. All OBA's run concurrently.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-15
S65 Uniform Investment Adviser Law Examination 1996-11-04
S63 Uniform Securities Agent State Law Examination 1979-12-28
  • S66 Uniform Combined State Law Examination
    2005-11-15
  • S65 Uniform Investment Adviser Law Examination
    1996-11-04
  • S63 Uniform Securities Agent State Law Examination
    1979-12-28

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