Steven Paul Sorenson

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-01

TX RA
APPROVED

Since 2025-12-01

Branch Locations

Austin, TX • United States

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cbre Clarion Securities	Radnor	PA	11/2004	06/2018
Foreside Fund Services, Llc	Radnor	PA	04/2005	12/2018
Massmutual Life Insurance Company	Austin	TX	06/2025	Present
Mml Investors Services, Llc	Austin	TX	09/2025	Present
Rsi	Austin	TX	01/2020	06/2025
Unemployed	Austin	TX	12/2018	01/2020

11/2004 → 06/2018

Cbre Clarion Securities

Radnor, PA
04/2005 → 12/2018

Foreside Fund Services, Llc

Radnor, PA
06/2025 → Present

Massmutual Life Insurance Company

Austin, TX
09/2025 → Present

Mml Investors Services, Llc

Austin, TX
01/2020 → 06/2025

Rsi

Austin, TX
12/2018 → 01/2020

Unemployed

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-07
S63	Uniform Securities Agent State Law Examination	1979-09-07

S66 Uniform Combined State Law Examination

2025-11-07
S63 Uniform Securities Agent State Law Examination

1979-09-07

Other Names