Scott Alan Viesselmann

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-18
CA	RA	APPROVED	2005-03-28

TX RA
APPROVED_RES

Since 2021-05-18
CA RA
APPROVED

Since 2005-03-28

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Inc	Fairfield	IA	02/2002	Present
Scott Viesselmann, Inc	Scottsdale	AZ	03/2002	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

02/2002 → Present

Cambridge Investment Research Inc

Fairfield, IA
03/2002 → Present

Scott Viesselmann, Inc

Scottsdale, AZ
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) VIESSELMANN, INC. - INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES. 2) EZ-NG, PAYSON, AZ 85541, 1% OWNER SINCE 6/1/10, 0 HOURS PER WEEK, NONE DURING TRADING, $15000 INVESTOR IN NASIO GASTRIG TUBE MEDICAL PATENT AND PH INDICATOR 1% OWNER NO VOTING WRITES FINANCIAL INVESTOR ONLY. 3) SEE 4VET'S, 6750 E CAMBEBACK #100, SCOTTSDALE, AZ, VETERAN'S SUPPORT, BOARD MEMBER, 07/01/20, NIR, 20/YR- 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-06
S65	Uniform Investment Adviser Law Examination	1997-08-08
S63	Uniform Securities Agent State Law Examination	1997-01-22

S66 Uniform Combined State Law Examination

2002-02-06
S65 Uniform Investment Adviser Law Examination

1997-08-08
S63 Uniform Securities Agent State Law Examination

1997-01-22