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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-12-13 |
Branch Locations
129 East Richardson Avenue, Summerville, SC 29483 • United States
Summerville, SC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Malden | MA | 02/2008 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 02/2008 | 06/2023 |
1) KAZINSURANCE, 10815 SIKES PLACE, SUITE 320, CHARLOTTE, NC, 11/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO, 20 HR/MO TRADING. 2) TRUCHOICE FINANCIAL, 400HIGHWAY 169 SOUTH, SUITE 200, MINNEAPOLIS, MN, 11/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO, 20 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) J. MICHAEL SALLEY, 128 E RICHARDSON AVE, SUMMERVILLE, SC, 11/2022, SUBLEASE OFFICE SPACE, NIR, 20 HR/MO, 0 HR/MO TRADING. 5) The Set, Inc., 128 East Richardson Avenue, Summerville SC 29483, United States, 11/09/2022, Board Member, NIR, 5 HR/MO - 0 HR/MO TRADING 6) CHARLESTON AREA BLACK CAUCUS, 2070 Sam Rittenberg Blvd., Ste. B-272, Charleston SC 29407, United States, 11/09/2022, Board Member, Volunteer, NIR, 5 HR/MO - 0 HR/MO TRADING 7) NFG BROKERAGE, 6955 Union Park Center, Midvale UT 84047, United States, 09/26/2025, Agent, Marketing, NIR, 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-27 |
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