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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| MO | RA | APPROVED | 2000-07-13 |
Branch Locations
501 Cherry Street Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Columbia | MO | 02/2000 | Present |
1. Miller FLP, Debradave partnership; 2409 Beachview Dr Columbia MO 65203; farming; general partner, limited partner, partner; he does the books and manages the farmland for his family; affiliation started 01/01/2012; 5.0 hours per month; not during securities trading hours; not investment-related. 2. Impact Rotary of Columbia; Columbia, MO 65203; Service Organization; Head of service committee; Find service opportunities; 10/15/2019; 2 Hours per Week; Not During Investment Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1979-08-10 |
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