David Lee Wint

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-09-01
CO	RA	APPROVED	2023-09-01
FL	RA	APPROVED	2023-09-01
GA	RA	APPROVED	2023-09-01
IN	RA	APPROVED	2023-09-01
KY	RA	APPROVED	2023-09-01
LA	RA	APPROVED	2023-09-01
OH	RA	APPROVED	2023-09-01

AL RA
APPROVED

Since 2023-09-01
CO RA
APPROVED

Since 2023-09-01
FL RA
APPROVED

Since 2023-09-01
GA RA
APPROVED

Since 2023-09-01
IN RA
APPROVED

Since 2023-09-01
KY RA
APPROVED

Since 2023-09-01
LA RA
APPROVED

Since 2023-09-01
OH RA
APPROVED

Since 2023-09-01

Branch Locations

Georgetown, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aig-American General Life Insurance Company	Georgetown	OH	10/2002	Present
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Georgetown	OH	09/2023	Present

10/2002 → Present

Aig-American General Life Insurance Company

Georgetown, OH
01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Georgetown, OH

Previous Registrations

2008-10-31 → 2023-09-01

Osaic Services, Inc.

Georgetown, OH
2001-07-12 → 2008-10-31

American General Securities Incorporated

Georgetown, OH

Houston, TX

Georgetown, OH

Other Businesses

1. SELF, INDEPENDENT INSURANCE SALES, COMMENCED 4/1978, INVESTMENT RELATED, SOLE PROPRIETORSHIP, 55% TIME SPENT, 100% OWNERSHIP, AGENT/REPRESENTATIVE; SELF, PROPERTY MANAGEMENT, COMMENCED 7/1982, SOLE PROPRIETORSHIP, 2% TIME SPENT, 100% OWNERSHIP, ACTIVE OWNER 2. DAVID WINT, YES, 83 LAKEVIEW ACRES DR., GEORGETOWN, OH, OWNER, 1/1983, 120HRS/MONTH, 100HRS DT, IAR THRU SAGEPOINT FINANCIAL, INC 3. WINT RENTALS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/1978 ADDRESS: 83 Lakeview Acres Dr., Georgetown, Ohio 45121, Georgetown OH 45121, United States DESCRIPTION: Owner of rentals and homes 4. WINT FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/1978 ADDRESS: 83 lakeview acres dr, Georgetown OH 45121, United States DESCRIPTION: Insurance sales to families and businesses. 5. GEORGETOWN PORT AUTHORITY POSITION: Volunteer Board Member NATURE: Port Authorities have a broad range of statutory powers, with a focus on real estate development. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/10/2023 ADDRESS: 301 S. Main St., #1, Georgetown OH 45121, United States DESCRIPTION: Assist the village in developing economic growth for the community.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-22
S63	Uniform Securities Agent State Law Examination	1994-12-20

S65 Uniform Investment Adviser Law Examination

1999-07-22
S63 Uniform Securities Agent State Law Examination

1994-12-20

View on SEC IAPD