Brice Alden Tressler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Tfg Financial Group
  New Palestine, IN
• 09/2014 → 06/2021
  Voya Financial Advisors
  New Palestine, IN
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-02-04 → 2021-06-09
  Voya Financial Advisors, Inc.
  Mt Pleasant, SC
  New Palestin, IN
  New Palestine, IN
  Windsor, CT
  New Palestine, IN
  Windsor, CT
• 2008-01-15 → 2010-12-13
  Tfg Financial Group
  New Palestine, IN

Other Businesses

1) NAME OF ENTITY: Independent insurance agent; Yes; 3609 S SOUTHWAY DR; NEW PALESTINE; IN; 46163; Fixed insurance sales; Independent insurance agent; 2/13/2006; 160; 160; sale of fixed insurance products| 2) NAME OF ENTITY:TFG Financial Group; Yes; 3609 S SOUTHWAY DR; NEW PALESTINE; IN; 46163; DBA name; President; 2/13/2006; 160; 160; sale and service of insurance and investment products| 3) NAME OF OTHER BUSINESS: BRICE A TRESSLER; INVESTMENT RELATEDNO: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AUTHOR A BOOK; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROMITING A NOVEL WRITTEN ABOUT WWII;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-03
• S63 Uniform Securities Agent State Law Examination
  1996-04-04