Marc Lawrence Schwedelson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1987 → Present
  Quality Financial Services Co.,Inc.
  Yorktown Heights, NY
• 12/1996 → 06/2024
  Securities America, Inc.
  Yorktown Height, NY
• 10/1999 → 06/2024
  Securities America Advisors, Inc.
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Yorktown Heights, NY

Previous Registrations

• 2021-07-30 → 2024-06-14
  Securities America Advisors, Inc.
  Yorktown Heights, NY

Other Businesses

1. INVESTMENT ADVISOR REPRESENTATIVE POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - START DATE: 12/1996 - LOCATED AT 481 OLD COUNTRY WAY, YORKTOWN HEIGHTS, NY 10598 INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 12/01/1996 ADDRESS: 481 Old Country Way, Yorktown Heights NY 10598 DESCRIPTION: Fee Based Securities Accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-26
• S63 Uniform Securities Agent State Law Examination
  1988-11-23

Other Names

• Marc L Schwedelson