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Douglas Allen Henrickson

Henrickson Nauta Wealth Advisors, Inc.

Belmont, MI

CRD 869607

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Employer firm

Henrickson Nauta Wealth Advisors, Inc. CRD 141201

$805M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Henrickson Nauta Wealth Advisors, Inc.

2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2009-11-20
GA RA APPROVED 2007-01-26
  • MI RA
    APPROVED
    Since 2009-11-20
  • GA RA
    APPROVED
    Since 2007-01-26

Branch Locations

2325 Belmont Center Dr. Ne Suite A, Belmont, MI 49306 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Belmont MI 08/2006 Present
Vision Capital Partners, Inc. Belmont MI 08/2006 Present
  • 08/2006 → Present
    Triad Advisors, Inc.
    Belmont, MI
  • 08/2006 → Present
    Vision Capital Partners, Inc.
    Belmont, MI
Previous Registrations
  • 2005-07-28 → 2006-08-14
    Osaic Fa, Inc.
    Grand Rapids, MI
    Belmont, MI
    Southfield, MI
Other Businesses

1- HENRICKSON NAUTA WEALTH ADVISORS INC.; INVESTMENT RELATED; 6290 JUPITER AVE. SUITE B. BELMONT, MI 49306; DBA OPERATING UNDER TRIAD; REGISTERED REP.; 1/2010; 80 HRS/MONTH; 3.5 HRS/DAY; COMPENSATION-COMMISSIONS; REGISTERED REP OF TRIAD. 2-APPOINTMENT WITH MULTIPLE CARRIERS; INVESTMENT RELATED; 6290 JUPITER AVE. SUITE B. BELMONT, MI 49306; INSURANCE; INSURANCE AGENT; 8/2006; 80 HRS/MONTH; 3.5 HRS/DAY; COMPENSATION-COMMISSIONS; INSURANCE AND VA SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-19
S63 Uniform Securities Agent State Law Examination 1993-07-15
  • S66 Uniform Combined State Law Examination
    1998-03-19
  • S63 Uniform Securities Agent State Law Examination
    1993-07-15

View on SEC IAPD

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