Thomas Witmer Horst

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-09-01

MD RA
APPROVED

Since 2023-09-01

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Annapolis	MD	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → Present

Osaic Wealth, Inc.

Annapolis, MD

Previous Registrations

2007-01-03 → 2023-09-01

Osaic Services, Inc.

Annapolis, MD

Phoenix, AZ

Annapolis, MD

Other Businesses

1. THOMAS W HORST; YES; 1465 SHARPS PT. RD ANNAPOLIS MD 21409; INSURANCE; AGENT; 1999; 4; 0; TERM INSURANCE SALES,FIXED PRODUCTS. 2. THOMAS W HORST; YES; 2007 TIDEWATER COLONY DR.2A ANNAPOLIS, MD.21401; INV. ADV. SVS. RIA; 2006; 4;4; GENERAL FINANCIAL PLANNING AND INVESTMENT ADVISE. 3. THOMAS W HORST POSITION: Owner - NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2025 ADDRESS: 1465 Sharps Pt. Rd, Annapolis MD 21409, United States DESCRIPTION: term insurance sales,fixed products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-10
S63	Uniform Securities Agent State Law Examination	1984-03-23

S65 Uniform Investment Adviser Law Examination

2000-02-10
S63 Uniform Securities Agent State Law Examination

1984-03-23

Other Names

Thomas W Horst

View on SEC IAPD