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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-01-05
NE RA APPROVED 2008-06-12
  • AR RA
    APPROVED
    Since 2009-01-05
  • NE RA
    APPROVED
    Since 2008-06-12

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Greenwood, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services Dallas TX 06/2008 Present
  • 06/2008 → Present
    Sws Financial Services
    Dallas, TX
Previous Registrations
  • 2008-01-01 → 2008-06-04
    Fort Smith, AR
  • 2006-01-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Fort Smith, AR
    Fort Smith, AR
    St. Louis, MO
Other Businesses

NAME OF BUSINESS: 1)SMR, HUNT & HAUL FTW, LLC; INVESTMENT RELATED: NO; GREENWOOD, AR, NATURE OF BUSINESS: BOOKING CAMERA AND HUNTING SAFARIS AND FISHING TRIPS; POSITION: SALES ASSOCIATE; START OF BUSINESS: 5/04; DESCRIPTION: SALES ASSOCIATE TO WIFE'S BUSINESS THAT SELLS SAFARIS; TIME DEVOTED DURING BUSINESS HOURS: 0; TIME DEVOTED DURING NON-BUSINESS HOURS: 4 HOURS PER WEEK|| NAME OF BUSINESS: 2) CONSULTANT TO WINNABAGO TRIBE - NOT INVESTMENT RELATED - WINNEBAGO NE - INDIAN TRIBE TRIBAL ACTIVITIES - CONSULTANT TO ACTIVITIES POW WOW TRIBAL POLICY - JULY 2007 - ASSITING TRIBAL ACTIVITIES POW WOW POLICY - NO COMPENSATION INVOLVED - NO HRS DRNG BSNSS HRS - 1 HR/MONTH DRNG NON BSNSS HRS - NO CONFLICTS OF INTEREST. 3) HIGH CALIBER RADIO - FT. SMITH, AR - OCCASIONAL RADIO GUEST HOST - DISCUSS OUTDOOR ACTIVITY SUCH AS HUNTING SPORTS - STARTED APRIL 2013 -2 HRS PER MONTH DURING BUS HRS - ZERO HRS DURING NON-BSNSS HRS - NO CONFLICT OF INTEREST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
S63 Uniform Securities Agent State Law Examination 1979-08-11
  • S66 Uniform Combined State Law Examination
    2006-01-13
  • S63 Uniform Securities Agent State Law Examination
    1979-08-11

View on SEC IAPD

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