David A Pendleton

Current Employers

Employment History

• 11/2014 → Present
  Morgan Stanley Smith Barney Llc
  Saginaw, MI
• 02/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2015 → Present
  Morgan Stanley Smith Barney Llc
  Frankenmuth, MI

Previous Registrations

• 2004-03-22 → 2014-11-17
  Ubs Financial Services Inc.
  Troy, MI
  Grand Blanc, MI
  Weehawken, NJ
  Saginaw, MI
  Frankenmuth, MI

Other Businesses

1. DIRECTOR, FRANKENMUTH MUTUAL INSURANCE CO. 2. St. Lorenz foundation; Investment related No; MI ; Charity / Private Foundation; Foundation board member (proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 0.50 3. *398761 - Rental Property; Investment related Yes; Frankenmuth, Michigan; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent);May 2020; During business hours: 0; After business hours: 1; Investment Decisions/Advice 4. *402301 - Trust; Investment related -Yes; Rockford, Michigan; Trustee; 07/2020; During business hours: 1; After business hours: 0; 6. *529385- Frankenmuth Community Foundation; Investment related-No; Frankenmuth, Michigan; Art/Culture:Children/Youth:Civic/Community:Education, Public Safety; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 1.5; After business hours: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-25
• S63 Uniform Securities Agent State Law Examination
  1988-06-03

Other Names

• David A Pendleton
• David Allen Pendleton
• David Pendelton
• David Pendleton