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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-12 |
| MD | RA | APPROVED | 2007-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 06/2007 | Present |
| Bank Of America, N.A. | Annapolis | MD | 07/2011 | Present |
I*2201294, Entity Type: Not for profit , Name of OBA: Brewer Hill Cemetery Association, Address: Annapolis, MD, 21401 Investment Related: N, Position, Title, Association: Volunteer, Employee State Date: 04/01/2025, No Hours: 5 monthly , No Hours during Trading: 5 monthly , Duties: It is a volunteer historical research project to support the Brewer Hill Cemetery in Annapolis I*: 430636 Entity Type: Charitable Name of OBA: ALLIANCE FOR THE CHESAPEAKE BAY Address: Annapolis, MD 21401 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 09/01/2019 Number of Hours: 4 hrs wkly Number of Hours during trading: 1 hr wkly Duties: The Alliance for the Chesapeake Bay is an environmental nonprofit organization (501c3) located in Annapolis, MD. The mission of the Alliance is bringing together communities, companies, and conservationists for clean water and healthy landscapes. I am enthusiastic about their mission and leadership team. As a Board Member, I support the leadership team and provide oversight of strategic priorities. Specific to the audit committee role, we will support staff in conducting an organizational risk assessment to identify risks by area to include finance, program funding, contracts and IT services. The audit committee will serve in an oversight and advisory role only and will not have any authority for financial decisions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-13 |
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