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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-12
MD RA APPROVED 2007-09-25
  • TX RA
    APPROVED_RES
    Since 2009-10-12
  • MD RA
    APPROVED
    Since 2007-09-25

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 06/2007 Present
Bank Of America, N.A. Annapolis MD 07/2011 Present
Other Businesses

I*2201294, Entity Type: Not for profit , Name of OBA: Brewer Hill Cemetery Association, Address: Annapolis, MD, 21401 Investment Related: N, Position, Title, Association: Volunteer, Employee State Date: 04/01/2025, No Hours: 5 monthly , No Hours during Trading: 5 monthly , Duties: It is a volunteer historical research project to support the Brewer Hill Cemetery in Annapolis I*: 430636 Entity Type: Charitable Name of OBA: ALLIANCE FOR THE CHESAPEAKE BAY Address: Annapolis, MD 21401 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 09/01/2019 Number of Hours: 4 hrs wkly Number of Hours during trading: 1 hr wkly Duties: The Alliance for the Chesapeake Bay is an environmental nonprofit organization (501c3) located in Annapolis, MD. The mission of the Alliance is bringing together communities, companies, and conservationists for clean water and healthy landscapes. I am enthusiastic about their mission and leadership team. As a Board Member, I support the leadership team and provide oversight of strategic priorities. Specific to the audit committee role, we will support staff in conducting an organizational risk assessment to identify risks by area to include finance, program funding, contracts and IT services. The audit committee will serve in an oversight and advisory role only and will not have any authority for financial decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2007-09-13

View on SEC IAPD

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