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Jane Alison Scarbrough

LPl Financial LLC

Santa Rosa, CA

San Rafael, CA

CRD 869077

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
CA RA APPROVED 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • CA RA
    APPROVED
    Since 2009-09-08

Branch Locations

3554 Round Barn Blvd Ste 204, Santa Rosa, CA 95403 • United States

100 Smith Ranch Rd Ste 107, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scarbrough Financial Group, Llc Santa Rosa CA 09/2005 Present
Lpl Financial, Llc Santa Rosa CA 09/2009 Present
  • 09/2005 → Present
    Scarbrough Financial Group, Llc
    Santa Rosa, CA
  • 09/2009 → Present
    Santa Rosa, CA
Previous Registrations
  • 2012-06-11 → 2013-03-19
    Women'S Wealth Advisory, Llc
    Santa Rosa, CA
  • 2009-02-19 → 2011-08-22
    Women'S Wealth Advisory, Llc
    Santa Rosa, CA
  • 2004-12-14 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Santa Rosa, CA
  • 2004-02-27 → 2009-09-08
    Associated Securities Corp.
    Napa, CA
    Santa Rosa, CA
  • 2008-01-03 → 2008-12-31
    Women'S Wealth Advisory, Llc
    Santa Rosa, CA
  • 2007-03-01 → 2007-12-31
    Women'S Wealth Advisory, Llc
    Santa Rosa, CA
  • 2004-05-19 → 2007-06-20
    Walsvick Financial & Tax Services, Llc
    Santa Rosa, CA
  • 2001-05-03 → 2004-02-17
    Legacy Advisory Services, Inc.
    Santa Rosa, CA
Other Businesses

1. 3/8/2010: DBA ONLY - SCARBROUGH FINANCIAL GROUP, LLC - SANTA ROSA, CA. 2. 6/11/2012: REAL ESTATE RENTAL - SCARBROUGH FINANCIAL GROUP, LLC - TENANTS IN SHARED OFFICE SPACE. SUBTENANTS PAY RENT TO ME MONTHLY AND I PAY FULL SUM TO LANDLORD. - TIME SPENT 0% - SANTA ROSA, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-06
S63 Uniform Securities Agent State Law Examination 1984-10-10
  • S66 Uniform Combined State Law Examination
    2001-03-06
  • S63 Uniform Securities Agent State Law Examination
    1984-10-10
Designations
  • Certified Financial Planner
Other Names
  • Jane Scarbrough
  • Jane Scarbrough Reavill

View on SEC IAPD

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