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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-11 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
3554 Round Barn Blvd Ste 204, Santa Rosa, CA 95403 • United States
100 Smith Ranch Rd Ste 107, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scarbrough Financial Group, Llc | Santa Rosa | CA | 09/2005 | Present |
| Lpl Financial, Llc | Santa Rosa | CA | 09/2009 | Present |
1. 3/8/2010: DBA ONLY - SCARBROUGH FINANCIAL GROUP, LLC - SANTA ROSA, CA. 2. 6/11/2012: REAL ESTATE RENTAL - SCARBROUGH FINANCIAL GROUP, LLC - TENANTS IN SHARED OFFICE SPACE. SUBTENANTS PAY RENT TO ME MONTHLY AND I PAY FULL SUM TO LANDLORD. - TIME SPENT 0% - SANTA ROSA, CA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-10 |
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