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Current Employers
Msh Capital Advisors Llc

23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2017-06-21
  • MT RA
    APPROVED
    Since 2017-06-21

Branch Locations

490 N 31St Street Suite 240, Billings, MT 59101 • United States

23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Dallas TX 11/2006 06/2017
Msh Capital Advisors Llc Scottsdale AZ 06/2017 Present
M.S. Howells & Co. Scottsdale AZ 06/2017 Present
Buchanan Capital Inc. Billings MT 06/2017 Present
  • 11/2006 → 06/2017
    Prospera Financial
    Dallas, TX
  • 06/2017 → Present
    Scottsdale, AZ
  • 06/2017 → Present
    M.S. Howells & Co.
    Scottsdale, AZ
  • 06/2017 → Present
    Buchanan Capital Inc.
    Billings, MT
Previous Registrations
Other Businesses

1. Maureen and Mike Mansfield Center; Non-Investment related; Missoula, MT; Nature- Global leaders for integrity in honor of Senator Mike Mansfield; Position/Title- Advisory Board Member; Start date- 5.2024; Approximately 8 hours per month, 2 during trading hours 2. JUNE 2017; MSH CAPITAL ADVISORS LLC, SCOTTSDALE, AZ; INVESTMENT RELATED; RIA; INVESTMENT ADVISOR REPRESENTATIVE; DEVOTE 160 HRS/MO; 6 HRS/WEEK DURING MARKET HOURS. 3. Yellowstone Public Radio; Investment-related- No; Billings, MT; Nature- Board Member; Position/Title- Board Member; Start date- 8.4.26; Approximately 1 hour per month, 0 during trading hours; Description-Quarterly meetings 4. M.S. Howells & Co.; Investment Related- Yes; Scottsdale, AZ; Nature- Brokerage; Position/Title- Finance Advisor; Start date- 6.1.2017; Approximately 10-15 hours per month, 10-15 during trading hours; Description- Providing Fixed income securities to municipalities around the state of MT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-28
S63 Uniform Securities Agent State Law Examination 1985-03-25
  • S65 Uniform Investment Adviser Law Examination
    1994-11-28
  • S63 Uniform Securities Agent State Law Examination
    1985-03-25

View on SEC IAPD

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