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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-29
  • IN RA
    APPROVED
    Since 2024-07-29

Branch Locations

5901 N. Cicero Ave, Suite 507, Chicago, IL 60646 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Priority Retirement Solutions, Inc. Chicago IL 04/2007 Present
Robert Malek Insurance Chicago IL 02/1979 Present
Cambridge Investment Research, Inc Fairfield IA 05/2012 07/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2013 07/2024
Planmember Securities Corporation Carpinteria CA 07/2024 Present
Malek Wealth Advisors Chicago IL 04/2007 Present
Prosperity Wealth Advisors Chicago IL 05/2025 Present
  • 04/2007 → Present
    Priority Retirement Solutions, Inc.
    Chicago, IL
  • 02/1979 → Present
    Robert Malek Insurance
    Chicago, IL
  • 05/2012 → 07/2024
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2013 → 07/2024
    Fairfield, IA
  • 07/2024 → Present
    Carpinteria, CA
  • 04/2007 → Present
    Malek Wealth Advisors
    Chicago, IL
  • 05/2025 → Present
    Prosperity Wealth Advisors
    Chicago, IL
Previous Registrations
Other Businesses

1)Malek Wealth Advisors-5901 N. Cicero Ave, Suite 507, Chicago IL 60646; Investment related; DBA for securities & insurance sales & svcs; Financial Advisor; Start date 4/2007; 160 hrs/mnth; 140 hrs/mnth during trading. 2) Robert Malek Insurance-5901 N. Cicero Ave, Suite 507, Chicago IL 60646; Investment related; Insurance & fixed annuity sales & svcs; Insurance Broker; Start date 2/1979; 4 hrs/mnth; 0 hrs/mnth during trading. 3) Priority Retirement Solutions, Inc.-5901 N. Cicero Ave, Suite 507, Chicago IL 60646; Noninvestment related; Banking & tax entity, Recordkeeping, payroll & benefits for financial advisor (Robert Malek); President; Start date 4/2007; 4 hrs/mnth; 0 hrs/mnth during trading. 4)Prosperity Wealth Advisors; 5901 N Cicero Ave, Suite 507, Chicago IL 60646; Start Date 05/28/2025; Financial Advisor; Insurance and securities sales and service; 20 hrs/mo; 20 hrs/mo during trading; IR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-23
S63 Uniform Securities Agent State Law Examination 1983-05-12
  • S65 Uniform Investment Adviser Law Examination
    2005-03-23
  • S63 Uniform Securities Agent State Law Examination
    1983-05-12
Other Names
  • Robert Joseph Malek

View on SEC IAPD

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