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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-02-15 |
| GA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Planning Group, Inc. | Margate | FL | 01/1983 | Present |
| Invest Financial Corporation | Margate | FL | 03/2009 | 02/2018 |
| Lpl Financial Llc | Margate | FL | 02/2018 | Present |
1. 02/14/2018 - Asset Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1993. 2. 02/14/2018 - Livingston Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/10/09. 3. 02/14/2018 - INSURANCE CREATIONS, INC - Investment Related - 9313 SOUTHAMPTON PLACE, BOCA RATON FL - Insurance Agency - President - Start Date 10/1/84 - 25 Hours Per Month/15 Hours During Securities Trading - Group Health, Life, LTC. 4. 10/8/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2018 - 40 Hours Per Month/10 Hours During Securities Trading. 5. 12/11/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2018 - 40 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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