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Harris Leonard Kerker

LPl Financial LLC

Margate, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-15
GA RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • FL RA
    APPROVED
    Since 2018-02-15
  • GA RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

2000 Banks Rd Ste 201D, Margate, FL 33063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Planning Group, Inc. Margate FL 01/1983 Present
Invest Financial Corporation Margate FL 03/2009 02/2018
Lpl Financial Llc Margate FL 02/2018 Present
  • 01/1983 → Present
    Asset Planning Group, Inc.
    Margate, FL
  • 03/2009 → 02/2018
    Invest Financial Corporation
    Margate, FL
  • 02/2018 → Present
    Margate, FL
Previous Registrations
  • 2009-04-07 → 2018-02-15
    Invest Financial Corporation
    Margate, FL
    Appleton, WI
  • 2003-06-17 → 2009-04-01
    St. Petersburg, FL
    Clearwater, FL
    Margate, FL
  • 2002-09-09 → 2003-06-30
    Margate, FL
Other Businesses

1. 02/14/2018 - Asset Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1993. 2. 02/14/2018 - Livingston Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/10/09. 3. 02/14/2018 - INSURANCE CREATIONS, INC - Investment Related - 9313 SOUTHAMPTON PLACE, BOCA RATON FL - Insurance Agency - President - Start Date 10/1/84 - 25 Hours Per Month/15 Hours During Securities Trading - Group Health, Life, LTC. 4. 10/8/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2018 - 40 Hours Per Month/10 Hours During Securities Trading. 5. 12/11/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2018 - 40 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21

View on SEC IAPD

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