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James Ray Cratty

Frost Investment Services

San Antonio, TX

Austin, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-12
TX RA APPROVED 2022-01-26
  • FL RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

401 Congress Ave, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Fort Washington PA 10/2015 02/2017
Frost Brokerage Services Austin TX 03/2017 Present
Frost Investment Services Austin TX 03/2017 Present
Frost Bank Austin TX 03/2017 08/2019
  • 10/2015 → 02/2017
    Lincoln Investment
    Fort Washington, PA
  • 03/2017 → Present
    Frost Brokerage Services
    Austin, TX
  • 03/2017 → Present
    Frost Investment Services
    Austin, TX
  • 03/2017 → 08/2019
    Frost Bank
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-23
S63 Uniform Securities Agent State Law Examination 1984-05-15
  • S66 Uniform Combined State Law Examination
    2015-12-23
  • S63 Uniform Securities Agent State Law Examination
    1984-05-15
Other Names
  • James Ray Cratty
  • Jim Cratty

View on SEC IAPD

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TITLEIST ASSET MANAGEMENT, LLC
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

More in San Antonio, TX

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