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1327 South 800 East, Orem, UT 84097 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2005-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keeler-Thomas, Inc. | Orem | UT | 01/1987 | Present |
| Sagepoint Financial | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Orem | UT | 09/2023 | 12/2024 |
1. WHITE CLAW, LLC, NOT INVESTMENT RELATED, OREM, UTAH, PARTNER,6/2003,1HR/MONTH,1HR DURING TRADING, FAMILY INVESTMENT PARTNERSHIP, MEMBER AND MANAGER. 2. JACK'S WISDOM, LLC, NOT INVESTMENT RELATED, OREM, UTAH, PARTNER,7/2008,4HRS/MON,1HR DURING TRADING, TECHNICAL CONSULTANT FOR AUTHORS OF FINANCIAL SELF-HELP MATERIALS 3. UTAH VALLEY UNIVERSITY DEVELOPMENT ADVISORY COUNCIL: BOARD MEMBER: NOT INVESTMENT RELATED. 1 HR/MO: 1 TRADING HOURS, 4/2005, OREM, UT, ADVISORY BOARD TO THE COLLEGE. ADVISE UNIVERSITY DEVELOPMENT OFFICE REGARDING STRATEGIC GROWTH AND RAISING FUNDS, QUARTERLY BOARD MEETING, INPUT TO THE MEETING AND REGARDING UNIVERSITY'S EFFORTS TO EXPAND ITS OFFERINGS AND RAISE MONEY. 4. INDEPENDENT INSURANCE AGENT, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, 1 HOUR DURING TRADING HOURS, ANALYSIS, SALES OF LIFE DISABILITY, POLICIES. 5. THUNDER BIOTECH POSITION: NOT INVESTMENT-RELATED: 4 HRS/MO: 0 HRS/TRADING: 03/30/2018: HIGHLAND UT: PHILANTHROPIC, COMPANY DEVELOPS HIGHLY SPECIALIZED TECHNOLOGY TO TREAT CANCERS. SERVE ON AN ADVISORY BOARD AND ADVISE THE BOARD OF DIRECTORS ON BUSINESS MATTERS. ANALYZE THE ISSUES AND ADVISE THE BOARD OF DIRECTORS OF THE COMPANY ON POTENTIAL "NEXT STEPS." 6. WHITE CLAW PROPERTIES, LLC: NOT INVESTMENT-RELATED: 12 HRS/MO: 0 TRADING/HRS: 04/2023: OREM, UT: MEMBER AND MANAGER: OWN AND LEASE MEDICAL OFFICE SPACE. WORK WITH MANAGERS TO MAKE DECISIONS REGARDING LEASING AND OPERATION OF BUILDING. 7. ARCHIMEDES ENTERPRISE SOLUTIONS D/B/A ENTERPRISE SOLUTIONS: NOT INVESTMENT-RELATED: 40 HRS/MO: 2 TRADING/HRS: 1/1/2/2026: OREM, UT: MEMBER, MANAGER: BUSINESS CONSULTING, BUSINESS VALUE OPTIMIZATION. 8. ARCHIMEDES WISDOM, LLC: NOT INVESTMENT RELATED, 20 HRS/MO: 1 TRADING/HRS: 1/1/2026: OREM, UT: MEMBER, MANAGER: CREATING AND LICENSING OF INTELLECTUAL PROPERTY. 9. LEGACY CREEK VILLAGE, LLC: NOT INVESTMENT-RELATED: 20 HRS/MO: 1 TRADING/HRS: 1/1/2025: SPRING CITY, UT: MEMBER, MANAGER: OWN FARMLAND, FARM BUILDINGS, WATER RIGHTS, LAND IMPROVEMENT. MEET WITH OTHER MEMBER/MANAGERS TO DISCUSS LAND OWNERSHIP AND USE. 10. LEGACY CREEK RANCH, LLC: NOT INVESTMENT-RELATED: 20 HRS/MO: 1 TRADING/HRS: 1/1/2025: SPRING CITY, UT: MEMBER, MANAGER, OPERATE A FARM/RANCH FOR AGRICULTURAL BENEFITS. MEET WITH OTHER MEMBER/MANAGERS TO DISCUSS FARM OPERATIONS, CARRY OUT THE WORK OF RUNNING A FARM/RANCH. 11. I CARE FOUNDATION: NOT-INVESTMENT RELATED: 2 HRS/MO: 0 TRADING/HRS: 4/1/2000: ALPINE, UT: MEMBER OF THE BOARD OF DIRECTORS: SEEK TO HELP INDIVIDUALS AND FAMILIES WHO ARE UNABLE TO CARE FOR THEMSELVES. MEET WITH OTHER BOARD MEMBERS TO DISCUSS AND APPROVE GRANTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-15 |
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