Richard Gregory West

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1979 → 12/2016
  Foothill Securities, Inc.
  Sacramento, CA
• 06/1994 → Present
  Sacramento State University
  Sacramento, CA
• 01/2015 → Present
  Mountain Pacific Sports Federation
  Sandy, UT
• 12/2016 → 06/2024
  Securities America, Inc.
  Davis, CA
• 12/2016 → 06/2024
  Securities America Advisors, Inc.
  Davis, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davis, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davis, CA

Previous Registrations

• 2016-12-08 → 2024-06-14
  Securities America Advisors, Inc.
  Sacramento, CA
  Davis, CA
• 1998-05-12 → 2016-12-08
  Foothill Securities, Inc.
  Sacramento, CA
  Sacramento, CA
  Santa Clara, CA
  Santa Clara, CA

Other Businesses

EVALUATOR POSITION: evaluator NATURE: Water Polo Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 409 Tenth St, Davis CA 95616, United States DESCRIPTION: I evaluate water polo referees for the NCAA

Exams

• S66 Uniform Combined State Law Examination
  2000-06-05