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Mesirow Financial Investment Management, Inc. CRD 111135
$50.4B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-01-02 |
| IL | RA | APPROVED | 2006-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Chicago | IL | 11/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-25 |
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