Chris Alfred Nelson

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 09/2019
  Cantella & Co Inc
  Boston, MA
• 09/2019 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 09/2019 → Present
  Vanderbilt Advisory Services
  Woodbury, NY

Previous Registrations

• 2003-12-01 → 2019-10-18
  Cantella & Co., Inc.
  Yardley, PA
  Malden, MA
• 2002-06-26 → 2003-12-16
  Rbc Capital Markets, Llc
  Princeton, NJ

Other Businesses

1) INTERCOLLEGIATE TENNIS ASSOCIATION. Investment related. Start date: 02/15/2010. Address: 1259 Bridle Estates Drive, Yardley PA, 19067. Title: Official. Duties: Investment Advisor Representative. Time spent during regular hours: 100% 2) AFTON CAPITAL MANAGEMENT. Investment related. Start date: 11/21/2003. Address: 1259 Bridle Estates Drive, Yardley PA, 19067. Title: President. Duties: Investment Advisor Representative. Time spent during regular hours: 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1982-09-21