Kathleen Anne Muldoon

Current Employers

Employment History

• 07/1993 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 07/1995 → Present
  Carter Advisory Services, Inc.
  Dallas, TX

Other Businesses

(1) Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company/DBA - Position/Title: Financial Planner Investment Related: No Start Date: 07/1995. Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a registered representative in association with this Raymond James Financial Services branch. We do business as Carter Financial Management. This is stated on letterhead, stationery, business card etc.. (2) Cistercian Preparatory School One Cistercian Way, Irving , TX, 75039, Non profit Advisory Board, Finance/Invest committee member Investment Related: Yes 09/1/12 HPM: 2-10 HPM T-H: 2-10 Chair investment committee (3) Diocese of Dallas Finance Council 3725 Blackburn , Dallas, TX, 75219, Non profit Finance/Invest committee member Investment Related: Yes 02/17/09 HPM: 2-10 HPM T-H: 2-10 Member of the Bishop's Invest Committee of the Finance Council. Not on Finance Council (4) Jesuit College Preparatory School of Dallas 12345 Inwood Rd , Dallas, TX, 75234, Non profit Finance/Invest committee member Investment Related: Yes 10/1/1999 HPM: 2-10 HPM T-H: 2-10 Budget/Finance Committee Member: annual budget and tuition setting review -incidental client contact (other parents of students or alumni). (5) Insurance Designers 5910 N Central Expwy , Dallas, TX, 75231, Non-variable Insurance Agent Investment Related: No 06/2/09 HPM: 0-1 HPM T-H: 0-1 term insurance resource no new business, Renewals only (6) Parkland Health and Hospital Foundation 1341 W Mockingbird Ln, Dallas, TX, 75247, Board Member, Board Sub Committee Member, Officer, or Director Committee Member and Investment Committee Member Investment Related: Yes 03/5/10 HPM: 2-10 HPM T-H: 0-1 Member Parkland Health and Hospital Foundation Planned Giving Council. (7) Name of Business: UNUM Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251-3296, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: No Start Date: 01/01/1982 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: servicing agent.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-17
• S63 Uniform Securities Agent State Law Examination
  1983-01-13

Designations

Other Names

• Kathleen Murphy