Caitlin Sieg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  New York, NY
• 01/2013 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*1805263, Entity Type, Name of OBA:Pond Gate Farms HOA Address: Barrington, IL 60011 Investment Related:NO Position, Title, Association: Board Member Employee Start Date:04/22/2024 No Hours: 20 hrs yearly No Hours during trading: 0 Duties:Entity is our neighborhood HOA. I will serve on the board for three years working to support our neighborhood- coordinating safety concerns with local police, road maintenance like plowing, and being a sounding board for residents. I will not have access to financial accounts nor be a signer. I have told the board I cannot hold the position of President nor Treasurer for these reasons. They are accepting of the limitations of my role.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-15

Other Names

• Caitlin Cassa Sieg