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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-28
GA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2021-04-28
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Roswell, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
    Atlanta, GA
    St. Louis, MO
Other Businesses

COGGINS LAND COMPANY; INV RELATED; ELBERTON, GA; FAMILY REAL ESTATE HOLDINGS; 3% OWNERSHIP; START 6/22/2013; LESS THAN 1 HOUR PER MONTH, 0 DURING TRADING; CO-OWNER.; TRUSTEE FOR BROTHER, INV RELATED, CINNCINATI, OH, START: 7/1/2023, LESS THAN 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-07-17
  • S63 Uniform Securities Agent State Law Examination
    1979-07-17

View on SEC IAPD

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