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2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-01 |
Branch Locations
2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Austin | TX | 10/2015 | 11/2016 |
| Wells Fargo Bank | Austin | TX | 10/2004 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 05/2022 |
| Ameriprise Financial Services, Llc | Austin | TX | 11/2023 | 04/2024 |
| Comerica Securities | Austin | TX | 05/2022 | 11/2023 |
| Tcbi Securities | Dallas | TX | 04/2024 | Present |
| Texas Capital Bank | Dallas | TX | 04/2024 | Present |
| Texas Capital Bank Private Wealth Advisors | Dallas | TX | 04/2024 | Present |
Texas Capital Bank; Investment-related; 2000 McKinney Ave., Ste. 1800, Dallas, TX; Private Client Advisor; started August 2022; 160 hours per month and 130 hours during trading hours. Board of Directors; Thigpin; Robin C; Committee member; 16-- Payton Gin Road, , Austin, TX, 78759; Investment-Related; 07/12/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Thigpin; Robin C; Trustee; 701 Riverside, , Austin, TX, 78704; Not Investment-Related; 10/11/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1979-07-18 |
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