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Prentiss Charles Smith

Prentiss Smith & Company, Inc.

Brattleboro, VT

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Current Employers
Prentiss Smith & Company, Inc.

950 Western Avenue, Brattleboro, VT 05301 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2006-04-27
CT RA APPROVED 2006-04-24
MA RA APPROVED 2006-04-24
TX RA APPROVED_RES 2006-04-24
VT RA APPROVED 1994-11-14
  • NH RA
    APPROVED
    Since 2006-04-27
  • CT RA
    APPROVED
    Since 2006-04-24
  • MA RA
    APPROVED
    Since 2006-04-24
  • TX RA
    APPROVED_RES
    Since 2006-04-24
  • VT RA
    APPROVED
    Since 1994-11-14

Branch Locations

950 Western Avenue, Brattleboro, VT 05301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prentiss Smith & Company, Inc. Brattleboro VT 09/1982 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-21
S63 Uniform Securities Agent State Law Examination 1994-04-11
  • S65 Uniform Investment Adviser Law Examination
    1995-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-04-11

View on SEC IAPD

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