David P Paul Sobocinski

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-28
TX	RA	APPROVED_RES	2021-07-20
FL	RA	APPROVED	2015-12-10
NJ	RA	APPROVED	2015-11-25

NY RA
APPROVED

Since 2024-06-28
TX RA
APPROVED_RES

Since 2021-07-20
FL RA
APPROVED

Since 2015-12-10
NJ RA
APPROVED

Since 2015-11-25

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Huntington, NY • United States

Fort Lauderdale, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Melville	NY	08/2015	Present

08/2015 → Present

Ubs Financial Services Inc.

Melville, NY

Other Businesses

Family Service League / 790 Park Avenue Huntington,NY 11743 / Other/ Other non-profit / assisting people in need / Member of Board of Directors / / being involved to assist those who are less fortunate / Start Date 12/19/2016/ non-profit / minor amount of time

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-16
S65	Uniform Investment Adviser Law Examination	1996-06-21
S63	Uniform Securities Agent State Law Examination	1985-08-08

S66 Uniform Combined State Law Examination

2015-10-16
S65 Uniform Investment Adviser Law Examination

1996-06-21
S63 Uniform Securities Agent State Law Examination

1985-08-08

Other Names

David Paul Sobocinski

View on SEC IAPD