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Rita Diana Schwartz

Siebert Advisornxt, LLC.

Calabase, CA

New York, NY

CRD 867479

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Employer firm

Siebert Advisornxt, LLC. CRD 288572

$392M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • DIGITAL ADVISOR

From the firm’s Form ADV. Read the guides:

Current Employers
Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-02
  • CA RA
    APPROVED
    Since 2018-04-02

Branch Locations

24005 Ventura Blvd, Calabase, CA 91302 • United States

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stockcross Financial Services, Inc. Beverly Hills CA 06/2008 01/2019
Muriel Siebert & Co., Llc Beverly Hills CA 01/2019 Present
  • 06/2008 → 01/2019
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
  • 01/2019 → Present
    Muriel Siebert & Co., Llc
    Beverly Hills, CA
Previous Registrations
  • 2016-06-22 → 2017-12-31
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    Calabasas, CA
Other Businesses

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-13
  • S63 Uniform Securities Agent State Law Examination
    1987-10-13
Other Names
  • Riat Lief
  • Rita Lief
  • Rita Diana Lief
  • Rita D Lief
  • Rita D Laks

View on SEC IAPD

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