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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2012-03-29
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2012-03-29

Branch Locations

Naples, FL • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

1251 Avenue Of The Americas 2Nd Floor, New York, NY 10020 • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 04/1986 Present
Other Businesses

CYMIRA CORP, NEW YORK, NY. PRIVATE REAL ESTATE LIMITED PARTNERSHIP. WILL HOLD POSITION OF PARTNER; AFFLIATION BEGAN IN 2006.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-18
  • S63 Uniform Securities Agent State Law Examination
    1982-05-18
Other Names
  • Melinda J Abood

View on SEC IAPD

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